CISI Investment Operations Certificate (IOC)

The IOC is our most established qualification and is taken by practitioners globally to enhance their knowledge and skills of the administration and operations areas of the financial services industry.

The qualification will provide you with an overview of the financial services industry and its regulation, whilst also covering technical activities which are relevant to the area in which you work.

The IOC is completed by successfully passing three units from the following categories:

IOC = Introductory unit + Regulatory Unit + 3 Technical Units

Who should attend?

This certification is suitable for all staff working in, or aspiring to work in, the administration and operations areas of financial services.

• Course Details
• Request In-house Training

Technical Units Include

• Asset Servicing
• Client Money and Assets
• Collective Investment Schemes Administration
• Combating Financial Crime
• Derivatives Operations
• Global Financial Compliance
• Global Securities Operations
• IT in Investment Operations
• Managing Cyber Security
• Operational Risk
• Pensions Administration
• Platforms, Wealth Management and Service Providers
• Risk in Financial Services

Why study for this certificate?

• The Investment Operations Certificate (IOC) is our most established qualification and is taken by practitioners globally to enhance their knowledge and skills of the administration and operations areas of the financial services sector.
• The qualification will provide you with an overview of the financial services profession and its regulation, whilst also covering technical units relevant to the area in which you work.